Case information
Conduct a refined search of the Supreme Court of Canada database to obtain details on the status of a matter before the Court.
30205
Executive Director of the British Columbia Securities Commission v. Carl Glen Anderson, et al.
(British Columbia) (Civil) (By Leave)
Docket
Judgments on applications for leave to appeal are rendered by the Court, but are not necessarily unanimous.
| Date | Proceeding | Filed By (if applicable) |
|---|---|---|
| 2004-07-26 | Close file on Leave | |
| 2004-06-25 | Judgment on leave sent to the parties | |
| 2004-06-24 |
Judgment of the Court on the application for leave to appeal, The application for leave to appeal from the judgment of the Court of Appeal for British Columbia (Vancouver), Number CA030661, dated January 9, 2004, is dismissed with costs. Dismissed, with costs |
|
| 2004-05-31 | All materials on application for leave submitted to the Judges, CJ Ma F | |
| 2004-04-19 | Applicant's reply to respondent's argument, Completed on: 2004-04-19 | Executive Director of the British Columbia Securities Commission |
| 2004-04-07 | Respondent's response on the application for leave to appeal, Completed on: 2004-04-07 | Carl Glen Anderson |
| 2004-03-16 | Letter acknowledging receipt of a complete application for leave to appeal | |
| 2004-03-08 | Book of authorities | Executive Director of the British Columbia Securities Commission |
| 2004-03-08 | Application for leave to appeal, Completed on: 2004-03-08 | Executive Director of the British Columbia Securities Commission |
Parties
Please note that in the case of closed files, the “Status” column reflects the status of the parties at the time of the proceedings. For more information about the proceedings and about the dates when the file was open, please consult the docket of the case in question.
Main parties
| Name | Role | Status |
|---|---|---|
| Executive Director of the British Columbia Securities Commission | Applicant | Active |
v.
| Name | Role | Status |
|---|---|---|
| Anderson, Carl Glen | Respondent | Active |
| Montaldi, Douglas Victor | Respondent | Active |
Counsel
Party: Executive Director of the British Columbia Securities Commission
Counsel
P.O. Box 10142, Pacific Centre
5th Floor, 701 West Georgia Street
Vancouver, British Columbia
V7Y 1L2
Telephone: (604) 899-6625
FAX: (604) 899-6633
Email: sangus@bcsc.bc.ca
Agent
2600 - 160 Elgin St
P.O. Box 466, Stn "D"
Ottawa, Ontario
K1P 1C3
Telephone: (613) 233-1781
FAX: (613) 788-3433
Email: henry.brown@gowlings.com
Party: Anderson, Carl Glen
Counsel
301-1040 Hamilton Street
Vancouver, British Columbia
V6B 2R9
Telephone: (604) 687-7007
FAX: (604) 687-7384
Email: cdv@tvsbarristers.com
Agent
300 - 50 O'Connor Street
Ottawa, Ontario
K1P 6L2
Telephone: (613) 232-7171
FAX: (613) 231-3191
Email: mmajor@langmichener.ca
Party: Montaldi, Douglas Victor
Counsel
301-1040 Hamilton St.
Vancouver, British Columbia
V6B 2R9
Telephone: (604) 484-2301
FAX: (604) 687-7384
Email: rwt@tvsbarristers.com
Agent
300 - 50 O'Connor Street
Ottawa, Ontario
K1P 6L2
Telephone: (613) 232-7171
FAX: (613) 231-3191
Email: mmajor@langmichener.ca
Summary
Keywords
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Summary
Case summaries are prepared by the Office of the Registrar of the Supreme Court of Canada (Law Branch). Please note that summaries are not provided to the Judges of the Court. They are placed on the Court file and website for information purposes only.
None.
Lower court rulings
British Columbia Securities Commission
COR#03/026
Respondents found to have traded and distributed securities without being registered contrary to s. 34 and 61 of Securities Act; to have made misrepresentations contrary to s. 50(1)(d) of Securities Act; to have perpetrated a fraud contrary to s.57(b)....
British Columbia Securities Commission
COR#03/036
Respondents prohibited from acting as directors or officers of an issuer; administrative penalty of $200,000 imposed on each Respondent
Court of Appeal for British Columbia (Vancouver)
CA030661
Appeal allowed; findings of fraud and misrepresentation set aside; issue of failure to act in public interest sent back to Commission; sanctions set aside;Commission to reconsider sanctions following reconsideration of failure to act in public interest
Filed documents
The memorandums of argument on an application for leave to appeal will be posted here 30 days after leave to appeal has been granted unless they contain personal information, information that is subject to a publication ban, or any other information that is not part of the public record. You may also obtain copies of the memorandum by filling out the Request for Court records form or by contacting the Court’s Records Centre either by email at records-dossiers@scc-csc.ca or by telephone at 613‑996‑7933 or at 1‑888‑551‑1185.
If you have questions about a memorandum of argument or want to use a memorandum of argument, please contact the author of the memorandum of argument directly. Their name appears at the end of the memorandum of argument. The contact information for counsel is found in the “Counsel” tab of this page.
Downloadable PDFs
Not available
Related links
The factums of the appellant, the respondent and the intervener will be posted here at least 2 weeks before the hearing unless they contain personal information, information that is subject to a publication ban, or any other information that is not part of the public record. You may also obtain copies of factums by filling out the Request for Court records form or by contacting the Court’s Records Centre either by email at records-dossiers@scc-csc.ca or by telephone at 613‑996‑7933 or at 1‑888‑551‑1185.
If you have questions about a factum or want permission to use a factum, please contact the author of the factum directly. Their contact information appears on the first page of each factum.
Downloadable PDFs
Not available
Related links
The condensed books of the appellant, the respondent and the intervener will be posted here upon receipt of the electronic version, 2 days prior to the scheduled appeal hearing. You may also obtain copies of condensed books by filling out the Request for Court records form or by contacting the Court’s Records Centre either by email at records-dossiers@scc-csc.ca or by telephone at 613‑996‑7933 or at 1‑888‑551‑1185.
If you have questions about a condensed book or want permission to use a condensed book, please contact the author of the condensed book directly. Their contact information appears on the first page of each condensed book.
Downloadable PDFs
Not available